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Investment Adviser Firm Summary

NATIONAL ASSET MANAGEMENT, INC. (CRD# 115927 / SEC# 801-64837)
Alternate Names: ASTOR INVESTMENT MANAGEMENT , BERGERON & PLAUCHE LLC , BRIGADIER CAPITAL LLC , BRIMMER FINANCIAL , CONCORD FINANCIAL GROUP LLC , E K PEASLEE ASSET MANAGEMENT , FINANCIAL CONSULTANT GROUP , FORTE CAPITAL GROUP , GADBERRY FINANCIAL GROUP , GENEVA FINANCIAL GROUP LLC , HILTON HEAD ASSET MANAGEMENT GROUP , HUDSONPOINT CAPITAL , HYPERION WEALTH ADVISORS , JBT WEALTH MANAGEMENT , JPS WEALTH MANAGEMENT , MALVIN FINANCIAL GROUP , MOORES CREEK CAPITAL PARTNERS , NATIONAL ASSET MANAGEMENT, INC. , NORTH SHORE WEALTH MANAGMENT LLC , NORTHFORK ASSET MANAGEMENT , OPES PRIVATE WEALTH MANAGEMENT , PADILLA, SINGH & ASSOCIATES WEALTH MANAGEMENT , PREMIER WEALTH PLANNING , PRIME WEALTH MANAGMENT , PROATHLETE FINANCIAL GROUP , SARATOGA GLOBAL PARTNERS LLC , SARNER WEALTH MANAGEMENT LLC , SCHOLAR WEALTH MANAGEMENT , SISU WEALTH MANAGEMENT , SOUTH COAST WEALTH MANAGEMENT , TRADE WINDS WEALTH MANAGEMENT , WEST TEXAS INVESTMENTS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/03/2005
Alaska Terminated 11/11/2005
California Terminated 11/14/2005
Florida Terminated 11/11/2005
Georgia Terminated 11/11/2005
Idaho Terminated 11/14/2005
Maryland Terminated 11/11/2005
Massachusetts Terminated 11/11/2005
Missouri Terminated 11/11/2005
New York Terminated 11/11/2005
Ohio Terminated 11/11/2005
Oregon Terminated 11/11/2005
South Carolina Terminated 11/11/2005
Texas Terminated 11/14/2005
Virginia Terminated 11/15/2005
Washington Terminated 11/11/2005
Wisconsin Terminated 11/14/2005

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 11/03/2005
Alaska 11/11/2005
Arizona 11/03/2005
Arkansas 11/04/2005
California 04/08/1999
Colorado 11/03/2005
Connecticut 11/03/2005
Delaware 11/14/2005
District of Columbia 11/03/2005
Florida 11/03/2005
Georgia 11/03/2005
Hawaii 11/03/2005
Idaho 11/03/2005
Illinois 11/03/2005
Indiana 11/03/2005
Iowa 11/09/2005
Kansas 11/03/2005
Kentucky 11/03/2005
Louisiana 11/03/2005
Maine 11/03/2005
Maryland 11/03/2005
Massachusetts 11/03/2005
Michigan 11/03/2005
Minnesota 11/03/2005
Mississippi 11/03/2005
Missouri 11/03/2005
Montana 11/03/2005
Nebraska 11/03/2005
Nevada 11/03/2005
New Hampshire 11/03/2005
New Jersey 12/06/2005
New Mexico 11/03/2005
New York 11/03/2005
North Carolina 11/03/2005
North Dakota 10/14/2005
Ohio 11/03/2005
Oklahoma 11/03/2005
Oregon 11/03/2005
Pennsylvania 11/03/2005
Puerto Rico 11/03/2005
Rhode Island 11/03/2005
South Carolina 11/03/2005
South Dakota 11/18/2005
Tennessee 11/03/2005
Texas 11/03/2005
Utah 11/03/2005
Vermont 11/03/2005
Virgin Islands 12/22/2014
Virginia 11/03/2005
Washington 11/03/2005
West Virginia 11/03/2005
Wisconsin 11/03/2005
Wyoming 12/19/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser