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Investment Adviser Firm Summary

SUTTERFIELD FINANCIAL GROUP, INC. (CRD# 115652 / SEC# 801-63652)
Alternate Names: BENEFITS PLUS , CHAD M. CENTORBI, INC. , FIELDSTONE FINANCIAL, INC. , FREEDOM FINANCIAL GROUP , GRAMM FINANCIAL SERVICES, LLC , LONGVIEW FINANCIAL SOLUTIONS, LLC , MEREDITH DEKKER FINANCIAL SERVICES, LLC , NEELY FINANCIAL SERVICE, INC. , ORION FINANCIAL GROUP , PAR FINANCIAL GROUP , PINNACLE CAPITAL MANAGEMENT, INC. , ROBERT HILL & ASSOCIATES FINANCIAL SERVICES , SPRINGFIELD FINANCIAL GROUP, LLC , STRICKLAND FINANCIAL CONCEPTS, LLC , SUTTERFIELD FINANCIAL GROUP, INC. , TALLGRASS WEALTH MANAGEMENT , UNITED FINANCIAL ADVISORS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/03/2005
Oklahoma Terminated 01/06/2005

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alaska 12/13/2012
Arizona 01/27/2006
Arkansas 01/18/2005
California 08/23/2007
Illinois 10/15/2009
Iowa 08/15/2006
Kansas 09/10/2009
Louisiana 09/22/2005
Michigan 03/28/2008
Minnesota 01/26/2005
Missouri 01/14/2005
Nebraska 04/23/2007
Nevada 03/31/2015
New Mexico 12/13/2012
North Dakota 12/06/2006
Oklahoma 01/03/2005
South Dakota 01/06/2005
Texas 01/14/2005

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser