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Investment Adviser Firm Summary

EDUCATOR'S FINANCIAL SERVICES, INC. (CRD# 115211 / SEC# 801-62857)
Alternate Names: EDUCATOR'S FINANCIAL SERVICES, INC. , EFS ADVISORS , EFS ADVISORS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/11/2004
Iowa Terminated 06/29/2004
North Dakota Terminated 07/26/2004

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alaska 10/22/2012
Arizona 03/23/2009
Arkansas 02/25/2016
California 10/22/2012
Colorado 03/08/2008
Florida 09/05/2012
Georgia 03/13/2009
Illinois 10/22/2012
Indiana 03/13/2009
Iowa 03/15/2004
Kansas 03/29/2018
Michigan 02/26/2015
Minnesota 03/11/2004
Missouri 03/29/2018
Montana 03/29/2018
Nebraska 02/21/2014
Nevada 03/29/2018
New York 02/26/2015
North Carolina 03/29/2018
North Dakota 03/30/2005
Oregon 03/03/2016
South Dakota 03/16/2009
Texas 03/08/2008
Virginia 02/26/2015
Washington 03/13/2009
Wisconsin 07/27/2004

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser