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Investment Adviser Firm Summary

MAIN STREET RESEARCH LLC (CRD# 114629 / SEC# 801-57739)
Alternate Names: MAIN STREET RESEARCH LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/14/2000

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 08/21/2015
California 01/01/2001
Colorado 09/19/2018
Florida 09/26/2016
Georgia 10/27/2016
Hawaii 06/03/2009
Iowa 01/03/2017
Louisiana 03/29/2016
Massachusetts 03/29/2012
Minnesota 09/08/2017
Missouri 12/14/2009
Montana 06/19/2018
Nevada 10/16/2014
New York 03/29/2016
North Carolina 08/19/2014
Oregon 03/08/2016
Texas 07/06/2015
Utah 07/18/2018
Washington 03/29/2016

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser