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Investment Adviser Firm Summary

MAULDIN SOLUTIONS, LLC (CRD# 114323 / SEC# 801-109018)
Alternate Names: MAULDIN SOLUTIONS, LLC , MILLENNIUM WAVE ADVISORS, LLC , MILLENNIUM WAVE INVESTMENTS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/27/2017
Arizona Terminated 11/09/2012
California Terminated 03/12/2017
Connecticut Terminated 02/15/2017
Florida Terminated 02/10/2017
Georgia Terminated 03/02/2017
Illinois Terminated 01/27/2017
Iowa Terminated 02/03/2017
Kansas Terminated 02/10/2017
Louisiana Terminated 02/10/2017
Massachusetts Terminated 11/09/2012
Missouri Terminated 02/10/2017
Nevada Terminated 12/06/2012
New Hampshire Terminated 02/21/2017
New Jersey Terminated 02/08/2017
New York Terminated 02/10/2017
North Carolina Terminated 02/10/2017
Ohio Terminated 12/07/2012
Oregon Terminated 11/16/2012
Pennsylvania Terminated 02/06/2017
South Carolina Terminated 11/01/2001
Texas Terminated 02/03/2017
Virginia Terminated 02/03/2017
Washington Terminated 11/09/2012
Wisconsin Terminated 11/09/2012

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 06/06/2017
Alaska 06/06/2017
Arizona 06/06/2017
Arkansas 06/06/2017
California 02/10/2017
Colorado 06/06/2017
Connecticut 02/10/2017
Delaware 06/06/2017
District of Columbia 06/06/2017
Florida 02/10/2017
Georgia 02/10/2017
Hawaii 06/06/2017
Idaho 06/06/2017
Illinois 01/27/2017
Indiana 06/06/2017
Iowa 01/27/2017
Kansas 02/10/2017
Kentucky 06/06/2017
Louisiana 02/10/2017
Maine 06/06/2017
Maryland 06/06/2017
Massachusetts 06/06/2017
Michigan 06/06/2017
Minnesota 06/06/2017
Mississippi 06/06/2017
Missouri 02/10/2017
Montana 06/06/2017
Nebraska 06/06/2017
Nevada 06/06/2017
New Hampshire 01/27/2017
New Jersey 02/08/2017
New Mexico 06/06/2017
New York 02/10/2017
North Carolina 02/10/2017
North Dakota 06/06/2017
Ohio 06/06/2017
Oklahoma 06/06/2017
Oregon 06/06/2017
Pennsylvania 01/27/2017
Puerto Rico 06/06/2017
Rhode Island 06/06/2017
South Carolina 06/06/2017
South Dakota 06/06/2017
Tennessee 06/06/2017
Texas 01/27/2017
Utah 06/06/2017
Vermont 06/06/2017
Virgin Islands 06/06/2017
Virginia 01/27/2017
Washington 06/06/2017
West Virginia 06/06/2017
Wisconsin 06/06/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser