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Investment Adviser Firm Summary

PARAMETRIC PORTFOLIO ASSOCIATES LLC (CRD# 114310 / SEC# 801-60485)
Alternate Names: PARAMETRIC , PARAMETRIC CLIFTON , PARAMETRIC PORTFOLIO ASSOCIATES , PARAMETRIC PORTFOLIO ASSOCIATES LLC , PPA ACQUISITION CORP. , PPA ACQUISITION CORP. I , THE CLIFTON GROUP

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/17/2001

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/31/2005
Alaska 02/03/2006
Arizona 09/10/2001
Arkansas 02/01/2005
California 09/10/2001
Colorado 09/10/2001
Connecticut 09/10/2001
Delaware 02/06/2006
District of Columbia 09/18/2001
Florida 10/10/2001
Georgia 09/10/2001
Hawaii 07/03/2013
Idaho 01/27/2006
Illinois 10/09/2001
Indiana 05/20/1999
Iowa 01/21/2004
Kansas 01/27/2006
Kentucky 01/27/2006
Louisiana 01/31/2005
Maine 01/27/2006
Maryland 09/10/2001
Massachusetts 04/20/1999
Michigan 04/17/1998
Minnesota 02/10/2003
Mississippi 01/27/2006
Missouri 09/10/2001
Montana 09/10/2001
Nebraska 01/27/2006
Nevada 01/27/2006
New Hampshire 01/31/2005
New Jersey 07/07/1999
New Mexico 01/27/2006
New York 10/19/2001
North Carolina 09/10/2001
North Dakota 01/27/2006
Ohio 09/10/2001
Oklahoma 01/27/2006
Oregon 09/17/2001
Pennsylvania 06/15/2001
Puerto Rico 01/27/2006
Rhode Island 01/27/2006
South Carolina 09/10/2001
South Dakota 01/30/2006
Tennessee 02/10/2003
Texas 07/06/1999
Utah 01/27/2006
Vermont 01/27/2006
Virgin Islands 07/03/2013
Virginia 09/10/2001
Washington 01/02/1995
West Virginia 01/27/2006
Wisconsin 02/10/2003

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser