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Investment Adviser Firm Summary

HAYS ADVISORY, LLC (CRD# 113713 / SEC# 801-60453)
Alternate Names: HAYS ADVISORY GROUP, L.L.C. , HAYS ADVISORY, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/03/2001
Arizona Cancelled 09/24/2001
Arkansas Terminated 08/07/2001
California Cancelled 07/30/2001
Colorado Terminated 09/24/2001
District of Columbia Terminated 05/26/2005
Hawaii Terminated 03/18/2002
Indiana Cancelled 10/26/2001
Louisiana Terminated 10/22/2001
Massachusetts Terminated 02/15/2002
Michigan Terminated 09/24/2001
Nevada Terminated 10/22/2001
New York Cancelled 08/07/2001
North Carolina Terminated 10/23/2001
Pennsylvania Terminated 10/18/2001
South Carolina Terminated 09/24/2001
Tennessee Terminated 11/17/2001
Utah Terminated 07/31/2001
Vermont Terminated 09/25/2001
Virginia Terminated 03/12/2002
West Virginia Terminated 10/22/2001
Wisconsin Terminated 09/25/2001

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 06/18/2003
Arizona 11/12/2004
Arkansas 09/20/2001
California 01/14/2002
Colorado 03/18/2005
Florida 09/21/2001
Georgia 03/27/2002
Illinois 01/15/2004
Indiana 05/21/2003
Kentucky 09/03/2002
Louisiana 01/14/2002
Maryland 03/10/2004
Massachusetts 02/10/2005
Michigan 05/13/2004
Mississippi 11/03/2003
Missouri 05/13/2004
Nebraska 09/19/2001
Nevada 05/11/2005
New Hampshire 03/04/2005
New Jersey 04/06/2004
New York 10/22/2001
North Carolina 09/19/2001
Ohio 02/20/2002
Oklahoma 03/18/2005
Oregon 10/18/2004
Pennsylvania 09/24/2001
South Carolina 06/16/2003
Tennessee 10/30/2001
Texas 10/23/2001
Utah 11/12/2004
Virginia 09/24/2001
Washington 09/03/2002

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser