at


Investment Adviser Firm Summary

PARTNERVEST ADVISORY SERVICES LLC (CRD# 113621 / SEC# 801-62795)
Alternate Names: PARTNERVEST ADVISORY SERVICES LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/12/2004
California Terminated 03/02/2004
Florida Terminated 12/13/2004
Illinois Terminated 03/01/2004
Ohio Terminated 03/01/2004

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 03/31/2004
Arkansas 10/27/2017
California 07/08/2002
Colorado 03/30/2011
Florida 04/01/2009
Georgia 10/27/2017
Idaho 03/30/2011
Illinois 03/01/2004
Maryland 03/10/2014
Massachusetts 06/19/2015
Michigan 03/30/2009
Minnesota 10/26/2004
Missouri 02/27/2013
Montana 01/06/2016
Nevada 03/30/2009
New Jersey 09/18/2009
New York 03/28/2008
North Carolina 12/14/2007
Ohio 03/30/2012
Oregon 01/06/2006
Pennsylvania 01/03/2005
Rhode Island 02/02/2018
Tennessee 03/21/2017
Texas 01/03/2005
Utah 03/30/2011
Virginia 03/30/2009
Washington 04/05/2004

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser