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Investment Adviser Firm Summary

DSM CAPITAL PARTNERS LLC (CRD# 113609 / SEC# 801-60423)
Alternate Names: DSM CAPITAL PARTNERS , DSM CAPITAL PARTNERS LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/13/2001

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/24/2009
Alaska 03/24/2009
Arizona 03/30/2009
Arkansas 03/24/2009
California 04/06/2005
Colorado 03/24/2009
Connecticut 04/06/2005
Delaware 04/02/2007
District of Columbia 01/03/2008
Florida 01/04/2008
Georgia 01/03/2008
Hawaii 03/24/2009
Idaho 01/03/2008
Illinois 01/16/2008
Indiana 03/24/2009
Iowa 03/25/2009
Kansas 03/24/2009
Kentucky 01/03/2008
Louisiana 04/06/2005
Maine 03/24/2009
Maryland 03/24/2009
Massachusetts 01/03/2008
Michigan 01/03/2008
Minnesota 01/12/2008
Mississippi 03/24/2009
Missouri 01/03/2008
Montana 01/03/2008
Nebraska 03/24/2009
Nevada 03/24/2009
New Hampshire 03/24/2009
New Jersey 01/29/2002
New Mexico 03/24/2009
New York 10/11/2001
North Carolina 01/03/2008
North Dakota 03/24/2009
Ohio 01/03/2008
Oklahoma 03/24/2009
Oregon 01/03/2008
Pennsylvania 03/28/2007
Puerto Rico 03/24/2009
Rhode Island 03/24/2009
South Carolina 01/03/2008
South Dakota 03/30/2009
Tennessee 03/25/2009
Texas 03/24/2009
Utah 03/24/2009
Vermont 03/24/2009
Virgin Islands 11/13/2012
Virginia 01/03/2008
Washington 12/10/2001
West Virginia 03/24/2009
Wisconsin 03/24/2009
Wyoming 04/02/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser