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Investment Adviser Firm Summary

NATURAL INVESTMENTS, LLC (CRD# 113348 / SEC# 801-63874)
Alternate Names: NATURAL INVESTMENT SERVICES, INC , NATURAL INVESTMENT SERVICES, INC. , NATURAL INVESTMENT SERVICES, LLC , NATURAL INVESTMENTS , NATURAL INVESTMENTS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/10/2005
California Terminated 02/23/2005
Colorado Terminated 03/16/2005

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 03/11/2016
California 06/02/1999
Colorado 02/10/2005
Connecticut 02/27/2012
District of Columbia 02/04/2011
Florida 10/26/2017
Georgia 02/04/2011
Hawaii 02/10/2005
Illinois 02/01/2018
Indiana 03/08/2018
Kentucky 02/04/2011
Louisiana 02/04/2011
Maryland 02/04/2011
Massachusetts 02/04/2011
Minnesota 08/08/2016
New Jersey 03/23/2018
New Mexico 02/08/2011
New York 02/04/2011
North Carolina 02/04/2011
Ohio 10/26/2017
Oregon 08/21/2009
Pennsylvania 02/08/2011
South Carolina 02/04/2011
Texas 02/04/2011
Vermont 09/07/2012
Virginia 02/04/2011
Washington 01/22/2009

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser