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Investment Adviser Firm Summary

EDELMAN FINANCIAL SERVICES, LLC (CRD# 113299)
Alternate Names: EDELMAN FINANCIAL , EDELMAN FINANCIAL SERVICES INC. , EDELMAN FINANCIAL SERVICES LLC , EDELMAN FINANCIAL SERVICES, LLC


The investment adviser you have selected is NOT currently registered and is NOT filing reports with the SEC or any state.

(Last Form ADV Filed On 08/18/2018)

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Terminated 11/02/2018
Arizona Terminated 08/30/2005
California Terminated 08/30/2005
Colorado Terminated 09/21/2005
Delaware Terminated 08/30/2005
District of Columbia Terminated 08/30/2005
Florida Terminated 08/30/2005
Georgia Terminated 08/30/2005
Illinois Terminated 08/02/2001
Kentucky Terminated 08/30/2005
Louisiana Terminated 08/30/2005
Maryland Terminated 08/30/2005
Massachusetts Terminated 10/18/2005
New Mexico Terminated 08/30/2005
New York Terminated 08/30/2005
North Carolina Terminated 08/30/2005
Ohio Terminated 08/30/2005
Oregon Terminated 08/30/2005
Pennsylvania Terminated 08/23/2005
South Carolina Terminated 08/30/2005
Tennessee Terminated 09/29/2005
Texas Terminated 08/24/2005
Virginia Terminated 08/30/2005

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


Not Currently Notice Filed


EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser