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Investment Adviser Firm Summary

AVENUE ASIA CAPITAL MANAGEMENT, L.P. (CRD# 113246 / SEC# 801-60414)
Alternate Names: 12TH AVENUE MANAGEMENT, L.P. (CRD NUMBER 143882) , AI HUA CONSULTING (BEIJING) CO., LTD. (RELYING ADVISER) , AVENUE ASIA ADVISORS PRIVATE LIMITED (RELYING ADVISER) , AVENUE ASIA ADVISORS PVT LIMITED (RELYING ADVISER) , AVENUE ASIA CAPITAL MANAGEMENT, L.L.C. , AVENUE ASIA CAPITAL MANAGEMENT, L.P. , AVENUE ASIA CAPITAL MANAGEMENT, LLC , AVENUE ASIA CAPITAL MANAGEMENT,LLC , AVENUE ASIA CAPITAL PARTNERS II, LLC (RELYING ADVISER) , AVENUE ASIA CAPITAL PARTNERS III, LLC (RELYING ADVISER) , AVENUE ASIA CAPITAL PARTNERS IV, LTD. (RELYING ADVISER) , AVENUE ASIA INTERNATIONAL MASTER GENPAR, LTD. (RELYING ADVISER) , AVENUE ASIA INVESTMENTS GENPAR, LLC (RELYING ADVISER) , AVENUE ASIA SERVICES, LLC (RELYING ADVISER) , AVENUE ASIA SINGAPORE PTE LTD. (RELYING ADVISER) , AVENUE CAPITAL GROUP , AVENUE CAPITAL MANAGEMENT II, L.P. (CRD NUMBER 111845) , AVENUE CREDIT MANAGEMENT, L.P. (CRD NUMBER 286584) , AVENUE EUROPE INTERNATIONAL MANAGEMENT, L.P. (CRD NUMBER 131937) , BO YUAN JUN HE CONSULTING BEIJING COMPANY (RELYING ADVISER) , GCF SERVICES, LTD. (RELYING ADVISER) , GL ADVISORS AUSTRALIA PTY. LTD. (RELYING ADVISER) , GL ADVISORS HONG KONG LIMITED (RELYING ADVISER) , GL AVENUE EMPLOYEE MANAGEMENT, LLC (RELYING ADVISER) , GL INDIA MAURITIUS III LTD. (RELYING ADVISER) , IH SERVICES HK LIMITED (RELYING ADVISER) , MSM LUXEMBOURG SARL (RELYING ADVISER) , MSM NETHERLANDS BV (RELYING ADVISER) , PT LGR INDONESIA (RELYING ADVISER)

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/13/2001

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
New York 07/13/2001

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser