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Investment Adviser Firm Summary

ADVISORNET FINANCIAL, INC. (CRD# 113074 / SEC# 801-77035)
Alternate Names: ADVANCED RETIREMENT RESOURCES , ADVISORNET FINANCIAL , ADVISORNET FINANCIAL, INC. , ADVISORNET WEALTH MANAGEMENT , AFFIANCE FINANCIAL , BERGERSON RESOURCE GROUP , BOND AND DEVICK FINANCIAL NETWORK , BOX FINANCIAL , BRIGHTLINE GROUP , CAPITAL PARTNERS INVESTMENT GROUP , CONTEGO CAPITAL , CORNERSTONE ADVISORS , COULTER, SCHMIDT & KLEIN PRIVATE WEALTH ADVISORS , COYOTE FINANCIAL , DORVAL & CHORNE FINANCIAL ADVISORS , DUNNCREEK ADVISORS , EAGLE CREEK FINANCIAL ADVISORS , EMPIRE ASSET MANAGEMENT GROUP , ENSEMBLE PLANNING , EXECUTIVE FINANCIAL SERVICES, INC. (EFSI) , FETSCH, SNYDER & ASSOCIATES , FINANCIALLY FLUENT ADVISORS , GRAY PINES WEALTH MANAGEMENT , GREAT WATERS FINANCIAL , HUTCHISON FINANCIAL ADVISORS , INSIGHT FINANCIAL GROUP , JRA FINANCIAL , KADENCE WEALTH , KESHEMBERG ADVISORY , KLB FINANCIAL , KRISTI L. ANDERSEN FINANCIAL PARTNERS , KUITU FINANCIAL SERVICES , LEWIS FINANCIAL ADVISORS , LURIE WEALTH ADVISORS , MEATH FINANCIAL GROUP , NUTTER FINANCIAL GROUP , ONE LIFE FINANCIAL GROUP , PINE GROVE FINANCIAL GROUP , PLANVISER FINANCIAL , RETIREMENT ADVISORY SERVICES , ROSHOLT FINANCIAL ADVISORS , SBI FINANCIAL SERVICES , SBI WEALTH MANAGEMENT , STERLING RETIREMENT RESOURCES , STRONG TOWER WEALTH MANAGEMENT , SWENSON ANDERSON ASSOCIATES, INC. , SWENSON ANDERSON FINANCIAL GROUP , SWENSON ANDERSON FINANCIAL GROUP, INC. , THE MOSHIER GROUP , TUFFORD-HUGHES & ASSOCIATES , WEALTH MANAGEMENT INTERNATIONAL LTD , WEBSKOWSKI FINANCIAL NETWORK , WEINBACH INVESTMENT MANAGEMENT, LLC , WOLD FINANCIAL GROUP

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/29/2012
Arizona Terminated 09/04/2012
Delaware Terminated 07/14/2010
Indiana Terminated 09/06/2012
Minnesota Terminated 09/04/2012
Missouri Terminated 10/23/2007
North Dakota Terminated 12/13/2005
Pennsylvania Terminated 07/19/2010
Texas Terminated 09/04/2012
Wisconsin Terminated 09/04/2012

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 08/29/2012
California 08/29/2012
Colorado 02/06/2013
Florida 11/26/2013
Illinois 08/29/2012
Indiana 08/29/2012
Iowa 08/29/2012
Minnesota 08/29/2012
New Jersey 04/20/2016
New York 01/27/2015
North Carolina 03/31/2016
North Dakota 05/17/2013
Ohio 01/27/2015
Oregon 03/31/2016
Texas 08/29/2012
Washington 08/29/2012
Wisconsin 08/29/2012

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser