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Investment Adviser Firm Summary

AMERICAN PORTFOLIOS ADVISORS. INC (CRD# 112697 / SEC# 801-61065)
Alternate Names: AMERICAN PORTFOLIOS ADVISORS, INC , AMERICAN PORTFOLIOS ADVISORS. INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/08/2002
Arizona Terminated 04/18/2002
Colorado Terminated 05/14/2002
Illinois Terminated 04/18/2002
Maryland Terminated 08/23/2002
New Hampshire Terminated 04/18/2002
Texas Terminated 04/18/2002
Vermont Terminated 04/24/2002

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 10/10/2003
Alaska 09/13/2010
Arizona 04/18/2002
Arkansas 10/13/2006
California 09/16/2003
Colorado 07/31/2002
Connecticut 04/18/2002
Delaware 12/08/2004
District of Columbia 12/12/2003
Florida 04/18/2002
Georgia 10/10/2003
Hawaii 03/16/2007
Idaho 03/27/2006
Illinois 04/18/2002
Indiana 10/21/2003
Iowa 11/03/2005
Kansas 01/24/2006
Kentucky 07/11/2003
Louisiana 02/08/2006
Maine 08/30/2002
Maryland 08/23/2002
Massachusetts 07/31/2002
Michigan 08/15/2003
Minnesota 03/05/2007
Mississippi 07/24/2006
Missouri 01/24/2006
Montana 12/12/2003
Nebraska 09/04/2009
Nevada 10/28/2005
New Hampshire 03/03/2003
New Jersey 09/10/2001
New Mexico 11/03/2009
New York 04/18/2002
North Carolina 11/03/2003
North Dakota 11/09/2009
Ohio 09/29/2003
Oklahoma 04/01/2011
Oregon 09/03/2003
Pennsylvania 07/31/2002
Puerto Rico 07/28/2014
Rhode Island 11/23/2009
South Carolina 07/13/2006
South Dakota 11/08/2010
Tennessee 10/12/2003
Texas 02/12/2002
Utah 09/13/2010
Vermont 08/14/2003
Virginia 07/22/2003
Washington 12/12/2003
West Virginia 04/22/2002
Wisconsin 03/10/2005
Wyoming 08/21/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser