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Investment Adviser Firm Summary

TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LP (CRD# 112685 / SEC# 801-60365)
Alternate Names: TCG ADVISORS, LP , TCG CONSULTING , TCG INVESTMENT ADVISORY SERVICES , TOTAL COMPENSATION GROUP CONSULTING, INC. , TOTAL COMPENSATION GROUP INVESTMENT ADVISORY SERVICES, LP

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/29/2001

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 06/29/2001
California 06/29/2001
Colorado 03/31/2017
Connecticut 03/26/2012
Florida 09/17/2004
Georgia 03/26/2012
Illinois 11/04/2003
Indiana 03/31/2017
Iowa 03/31/2017
Kentucky 03/31/2014
Nebraska 03/26/2012
New Jersey 04/30/2012
New Mexico 03/26/2012
New York 03/26/2012
North Carolina 09/25/2002
Ohio 05/12/2009
Oklahoma 03/26/2012
Oregon 03/26/2012
Pennsylvania 05/12/2009
Texas 07/10/2001
Virginia 05/13/2004
Washington 08/27/2013

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser