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Investment Adviser Firm Summary

FUND ADVISORS OF AMERICA INC (CRD# 112567 / SEC# 801-57292)
Alternate Names: FUND ADVISORS OF AMERICA INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/07/2000

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/11/2005
Arizona 06/14/2002
California 07/17/1995
Florida 05/20/1993
Georgia 02/15/1993
Kentucky 03/22/2000
Louisiana 05/10/2004
Maryland 01/01/2001
Massachusetts 01/01/2001
Michigan 03/14/2000
Minnesota 03/24/2000
Nevada 11/13/2000
New York 05/11/2005
North Carolina 05/02/2001
Ohio 03/23/2000
Pennsylvania 03/22/2000
South Carolina 07/05/1995
Tennessee 03/23/2001
Texas 03/11/1993
Washington 11/20/2000

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser