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Investment Adviser Firm Summary

AVALON ADVISORS LLC (CRD# 112556 / SEC# 801-60244)
Alternate Names: AVALON ADVISORS , AVALON ADVISORS LLC , AVALON ADVISORS, L.P. , MATTERHORN CAPITAL MANAGEMENT

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/04/2001

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 02/15/2014
Alaska 02/15/2014
Arizona 05/29/2012
Arkansas 02/15/2014
California 05/29/2012
Colorado 05/29/2012
Connecticut 05/29/2012
Delaware 12/06/2012
District of Columbia 10/25/2013
Florida 05/30/2012
Georgia 05/29/2012
Hawaii 02/15/2014
Idaho 02/15/2014
Illinois 10/28/2013
Indiana 02/15/2014
Iowa 02/15/2014
Kansas 05/29/2012
Kentucky 04/01/2013
Louisiana 05/29/2012
Maine 09/29/2017
Maryland 05/29/2012
Massachusetts 05/29/2012
Michigan 02/15/2014
Minnesota 02/15/2014
Mississippi 02/15/2014
Missouri 05/29/2012
Montana 02/15/2014
Nebraska 02/15/2014
Nevada 05/29/2012
New Hampshire 12/06/2012
New Jersey 06/21/2012
New Mexico 02/15/2014
New York 05/29/2012
North Carolina 12/06/2012
North Dakota 02/15/2014
Ohio 05/29/2012
Oklahoma 05/29/2012
Oregon 02/15/2014
Pennsylvania 12/06/2012
Puerto Rico 03/31/2015
Rhode Island 02/15/2014
South Carolina 02/15/2014
South Dakota 02/15/2014
Tennessee 09/29/2017
Texas 05/11/2001
Utah 05/29/2012
Vermont 02/15/2014
Virginia 09/29/2017
Washington 02/15/2014
West Virginia 02/15/2014
Wisconsin 02/15/2014
Wyoming 09/29/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser