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Investment Adviser Firm Summary

MORNINGSTAR INVESTMENT SERVICES LLC (CRD# 112525 / SEC# 8-53593, 801-60401)
Alternate Names: MORNINGSTAR INVESTMENT SERVICES LLC , MORNINGSTAR INVESTMENT SERVICES, INC , MORNINGSTAR INVESTMENT SERVICES, INC. , MORNINGSTAR INVESTMENT SERVICES,INC

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/09/2001

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 07/09/2001
Alaska 07/09/2001
Arizona 07/09/2001
Arkansas 07/09/2001
California 07/09/2001
Colorado 07/09/2001
Connecticut 07/09/2001
Delaware 07/09/2001
District of Columbia 07/01/2001
Florida 07/09/2001
Georgia 07/09/2001
Hawaii 07/09/2001
Idaho 07/09/2001
Illinois 08/03/2001
Indiana 07/09/2001
Iowa 07/09/2001
Kansas 07/09/2001
Kentucky 07/09/2001
Louisiana 07/09/2001
Maine 07/09/2001
Maryland 07/09/2001
Massachusetts 07/09/2001
Michigan 07/09/2001
Minnesota 07/09/2001
Mississippi 07/09/2001
Missouri 07/09/2001
Montana 07/09/2001
Nebraska 07/09/2001
Nevada 07/09/2001
New Hampshire 07/09/2001
New Jersey 08/14/2001
New Mexico 07/09/2001
New York 11/14/2001
North Carolina 07/09/2001
North Dakota 07/09/2001
Ohio 07/09/2001
Oklahoma 02/19/2002
Oregon 07/09/2001
Pennsylvania 07/09/2001
Puerto Rico 07/09/2001
Rhode Island 07/09/2001
South Carolina 07/09/2001
South Dakota 07/09/2001
Tennessee 10/29/2001
Texas 07/03/2001
Utah 07/09/2001
Vermont 07/09/2001
Virgin Islands 01/10/2014
Virginia 07/09/2001
Washington 07/09/2001
West Virginia 07/09/2001
Wisconsin 07/09/2001
Wyoming 03/27/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser