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Investment Adviser Firm Summary

SOUND SHORE MANAGEMENT INC (CRD# 112379 / SEC# 801-13549)
Alternate Names: SOUND SHORE MANAGEMENT INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/06/1978

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 09/22/2005
Alaska 12/03/2004
Arizona 12/03/2004
Arkansas 12/06/2004
California 12/03/2004
Colorado 12/03/2004
Connecticut 09/12/1997
Delaware 12/03/2004
District of Columbia 12/03/2004
Florida 01/03/1994
Georgia 12/03/2004
Hawaii 09/22/2005
Idaho 04/05/2005
Illinois 12/07/2004
Indiana 12/03/2004
Iowa 12/06/2005
Kansas 04/05/2005
Kentucky 08/03/2006
Louisiana 12/03/2004
Maine 09/22/2005
Maryland 12/03/2004
Massachusetts 12/03/2004
Michigan 12/03/2004
Minnesota 12/15/2004
Mississippi 12/03/2004
Missouri 12/03/2004
Montana 09/22/2005
Nebraska 08/03/2006
Nevada 12/03/2004
New Hampshire 04/05/2005
New Jersey 12/14/2004
New Mexico 12/06/2005
New York 12/03/2004
North Carolina 12/03/2004
North Dakota 08/03/2006
Ohio 12/03/2004
Oklahoma 12/03/2004
Oregon 12/03/2004
Pennsylvania 12/03/2004
Rhode Island 12/06/2005
South Carolina 12/03/2004
South Dakota 12/06/2005
Tennessee 12/06/2004
Texas 12/03/2004
Utah 04/05/2005
Vermont 12/03/2004
Virginia 02/04/1998
Washington 12/03/2004
West Virginia 08/03/2006
Wisconsin 09/22/2005
Wyoming 03/26/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser