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Investment Adviser Firm Summary

JONATHAN ROBERTS ADVISORY GROUP, INC. (CRD# 112294 / SEC# 801-60722)
Alternate Names: ESHBACH RETIREMENT PLANNING , J. W. COLE ADVISORS, INC. , J.W. COLE ADVISORS, INC. , JAFFE TILCHIN INVESTMENT PARTNERS , JONATHAN ROBERTS ADVISORY GROUP , JONATHAN ROBERTS ADVISORY GROUP, INC. , TILCHIN ASSET MANAGEMENT

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/23/2001
Arizona Terminated 12/04/2001
Florida Terminated 12/05/2001

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 02/16/2007
Alaska 08/30/2012
Arizona 11/23/2001
Arkansas 03/14/2007
California 07/18/2006
Colorado 08/04/2006
Connecticut 08/30/2012
Delaware 06/25/2007
District of Columbia 08/30/2012
Florida 01/02/2001
Georgia 10/08/2008
Hawaii 08/30/2012
Idaho 08/30/2012
Illinois 01/18/2006
Indiana 04/18/2007
Iowa 08/30/2012
Kansas 04/13/2007
Kentucky 08/30/2012
Louisiana 08/30/2012
Maine 08/30/2012
Maryland 03/12/2007
Massachusetts 04/27/2007
Michigan 03/12/2007
Minnesota 08/30/2012
Mississippi 08/30/2012
Missouri 04/13/2007
Montana 02/05/2007
Nebraska 03/02/2010
Nevada 10/20/2009
New Hampshire 08/07/2006
New Jersey 07/11/2007
New Mexico 02/20/2007
New York 04/11/2006
North Carolina 05/15/2002
North Dakota 08/30/2012
Ohio 01/03/2007
Oklahoma 03/12/2007
Oregon 04/21/2009
Pennsylvania 09/08/2003
Rhode Island 08/30/2012
South Carolina 05/04/2005
South Dakota 10/14/2008
Tennessee 04/16/2007
Texas 11/14/2001
Utah 08/30/2012
Vermont 08/30/2012
Virgin Islands 03/31/2017
Virginia 10/10/2005
Washington 02/03/2005
West Virginia 08/30/2012
Wisconsin 04/11/2006

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser