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Investment Adviser Firm Summary

CAMBRIDGE FINANCIAL GROUP, INC. (CRD# 112254 / SEC# 801-26539)
Alternate Names: CAMBRIDGE FINANCIAL GROUP, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/14/1986

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 06/10/2005
Arizona 11/20/1996
California 06/16/1995
Colorado 09/18/2006
Connecticut 03/10/1999
Florida 07/29/1997
Georgia 11/08/1996
Idaho 02/08/2007
Illinois 04/29/1997
Indiana 12/06/1992
Louisiana 01/28/2004
Maryland 10/20/1994
Massachusetts 02/02/2005
Michigan 04/17/1998
Minnesota 02/13/2007
Missouri 05/29/1997
Nebraska 05/11/2007
Nevada 09/22/1995
New Jersey 07/26/1994
New Mexico 02/28/2008
New York 08/27/1997
North Carolina 04/06/2001
Ohio 12/07/1999
Oklahoma 02/02/2005
Pennsylvania 09/03/1997
Rhode Island 02/08/2007
South Carolina 11/24/1999
Tennessee 02/10/2000
Texas 10/06/1996
Virginia 02/09/2001
Wisconsin 03/31/2005
Wyoming 03/22/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser