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Investment Adviser Firm Summary

MORA WEALTH MANAGEMENT LLC (CRD# 112221 / SEC# 801-57604)
Alternate Names: INTRACOASTAL FAMILY OFFICE , MORA WEALTH MANAGEMENT LLC , PRS LATAM LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/09/2000

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 03/09/2015
California 05/19/2015
Colorado 01/26/2015
Connecticut 05/19/2015
Delaware 01/26/2015
District of Columbia 05/19/2015
Florida 06/30/2003
Georgia 01/26/2015
Illinois 05/20/2015
Kansas 05/19/2015
Maine 03/25/2013
Maryland 05/19/2015
Massachusetts 05/19/2015
Michigan 05/19/2015
Missouri 05/19/2015
New Hampshire 05/19/2015
New Jersey 05/29/2015
New York 05/19/2015
North Carolina 01/26/2015
Pennsylvania 05/19/2015
South Carolina 01/26/2015
Texas 05/19/2015
Vermont 01/26/2015
Wisconsin 01/26/2015

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser