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Investment Adviser Firm Summary

SOUTH TEXAS MONEY MANAGEMENT, LTD. (CRD# 112188 / SEC# 801-58167)
Alternate Names: SOUTH TEXAS MONEY MANAGEMENT, LTD.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/22/2000

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 03/30/2017
Arkansas 02/16/2016
California 09/28/2006
Colorado 03/28/2012
Florida 03/29/2012
Illinois 03/30/2018
Louisiana 12/23/2009
Nebraska 02/25/2015
New Mexico 05/05/2011
New York 05/05/2011
North Carolina 03/30/2017
Texas 01/01/2001
Washington 03/30/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser