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Investment Adviser Firm Summary

STRATEGIC EQUITY MANAGEMENT, INC. (CRD# 112142 / SEC# 801-55690)
Alternate Names: SEM WEALTH MANAGEMENT , STRATEGIC EQUITY MANAGEMENT, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/02/1998

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 08/16/1994
Arkansas 05/10/2010
California 12/11/1998
Colorado 03/07/2002
Florida 01/05/2010
Georgia 04/26/2018
Illinois 08/13/2010
Indiana 05/24/2011
Iowa 01/15/2003
Maryland 08/12/2010
Michigan 05/24/2011
Minnesota 05/14/2003
Missouri 01/18/2005
Nebraska 03/28/2012
New Hampshire 03/03/2016
New Jersey 05/17/2018
New York 08/18/2011
North Carolina 05/10/2010
Ohio 08/18/2011
Oklahoma 01/04/2010
Oregon 05/10/2010
Pennsylvania 05/10/2010
South Carolina 05/24/2011
South Dakota 09/14/1995
Tennessee 04/26/2018
Texas 03/31/2004
Utah 08/12/2010
Virginia 01/04/2010
Washington 07/09/1998
West Virginia 08/12/2010
Wisconsin 01/28/2010

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser