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Investment Adviser Firm Summary

ADVISED ASSETS GROUP, LLC (CRD# 112058 / SEC# 801-58105)
Alternate Names: ADVISED ASSETS GROUP INC , ADVISED ASSETS GROUP, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/22/2000

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/29/2005
Alaska 05/24/2002
Arizona 11/15/2002
Arkansas 04/04/2005
California 05/15/2002
Colorado 04/25/2001
Connecticut 03/29/2005
Delaware 05/08/2003
District of Columbia 11/15/2002
Florida 11/18/2002
Georgia 11/15/2002
Hawaii 03/29/2005
Idaho 03/29/2005
Illinois 12/10/2002
Indiana 11/26/2002
Iowa 03/29/2004
Kansas 05/15/2002
Kentucky 03/29/2005
Louisiana 11/26/2002
Maine 11/15/2002
Maryland 11/15/2002
Massachusetts 11/15/2002
Michigan 11/15/2002
Minnesota 11/26/2002
Mississippi 03/25/2004
Missouri 11/26/2002
Montana 03/29/2005
Nebraska 03/29/2005
Nevada 03/29/2005
New Hampshire 03/31/2003
New Jersey 04/19/2005
New Mexico 03/29/2005
New York 11/26/2002
North Carolina 03/29/2005
North Dakota 03/29/2005
Ohio 03/29/2005
Oklahoma 03/31/2003
Oregon 03/29/2005
Pennsylvania 05/15/2002
Puerto Rico 03/29/2005
Rhode Island 03/29/2005
South Carolina 03/29/2005
South Dakota 03/31/2005
Tennessee 05/16/2002
Texas 05/15/2002
Utah 03/25/2004
Vermont 03/29/2005
Virgin Islands 08/29/2014
Virginia 11/15/2002
Washington 05/15/2002
West Virginia 11/26/2002
Wisconsin 05/15/2002
Wyoming 03/26/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser