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Investment Adviser Firm Summary

U.S. BANCORP ASSET MANAGEMENT, INC. (CRD# 111912 / SEC# 801-60125)
Alternate Names: FAF ADVISORS, INC. , U.S. BANCORP ASSET MANAGEMENT, INC. , U.S. BANCORP PIPER JAFFRAY ASSET MANAGEMENT, INC. , US BANCORP PIPER JAFFRAY ASSET MANAGEMENT INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/13/2001

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/01/2001
Alaska 05/01/2001
Arizona 05/01/2001
Arkansas 05/01/2001
California 05/01/2001
Colorado 05/01/2001
Connecticut 05/01/2001
Delaware 04/22/2003
District of Columbia 05/01/2001
Florida 05/01/2001
Georgia 05/01/2001
Hawaii 05/01/2001
Idaho 05/01/2001
Illinois 08/03/2001
Indiana 05/01/2001
Iowa 05/01/2001
Kansas 05/01/2001
Kentucky 05/01/2001
Louisiana 05/01/2001
Maine 05/01/2001
Maryland 05/01/2001
Massachusetts 05/01/2001
Michigan 05/01/2001
Minnesota 05/01/2001
Mississippi 05/01/2001
Missouri 05/01/2001
Montana 05/01/2001
Nebraska 05/01/2001
Nevada 04/13/2001
New Hampshire 05/01/2001
New Jersey 07/18/2001
New Mexico 05/01/2001
New York 12/24/2001
North Carolina 05/01/2001
North Dakota 05/01/2001
Ohio 05/01/2001
Oklahoma 06/14/2001
Oregon 05/01/2001
Pennsylvania 05/01/2001
Puerto Rico 05/01/2001
Rhode Island 05/01/2001
South Carolina 05/01/2001
South Dakota 05/01/2001
Tennessee 05/02/2001
Texas 05/04/2001
Utah 05/07/2001
Vermont 05/01/2001
Virginia 05/01/2001
Washington 05/01/2001
West Virginia 05/01/2001
Wisconsin 05/01/2001
Wyoming 03/29/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser