at


Investment Adviser Firm Summary

COLUMBUS CIRCLE INVESTORS (CRD# 111878 / SEC# 801-47516)
Alternate Names: COLUMBUS CIRCLE INVESTORS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/06/1994

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 03/29/2006
Connecticut 10/30/2000
Delaware 03/30/2016
District of Columbia 03/29/2006
Florida 09/24/2004
Georgia 04/28/2005
Illinois 11/28/2005
Iowa 03/30/2006
Maryland 10/06/2005
Massachusetts 03/29/2006
Michigan 03/29/2006
Missouri 03/29/2006
Nebraska 03/29/2006
New Hampshire 12/17/2015
New Jersey 05/08/2006
New York 08/06/2004
North Carolina 11/18/2010
Ohio 02/04/2005
Oklahoma 04/28/2005
Pennsylvania 08/06/2004
Texas 03/14/2000
Washington 03/29/2006
Wisconsin 03/29/2006

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser