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Investment Adviser Firm Summary

KOSHINSKI ASSET MANAGEMENT, INC.-DBA IPI ASSET MANAGEMENT, INC. (CRD# 111872 / SEC# 801-56878)
Alternate Names: IPI ASSET MANAGEMENT, INC. , IPI WEALTH MANAGEMENT, INC. , IPI WEALTH MANAGEMENT, INC. , KOSHINSKI ASSET MANAGEMENT INC. , KOSHINSKI ASSET MANAGEMENT, INC. DBA INVESTMENT PLANNERS , KOSHINSKI ASSET MANAGEMENT, INC.-DBA IPI ASSET MANAGEMENT, INC. , VOGEL & COMPANY, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/01/1999

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 04/19/2011
Arizona 03/19/2010
Arkansas 04/11/2005
California 04/05/2005
Colorado 04/05/2005
Connecticut 06/20/2013
Florida 03/07/2002
Georgia 01/11/2006
Hawaii 07/22/2015
Idaho 11/02/2004
Illinois 01/13/1995
Indiana 03/28/2001
Iowa 03/11/2002
Kansas 11/14/2005
Kentucky 08/13/2001
Louisiana 12/08/2006
Maine 01/03/2014
Maryland 05/08/2007
Massachusetts 01/03/2014
Michigan 01/06/2003
Minnesota 05/12/2004
Mississippi 03/06/2002
Missouri 03/28/2001
Nebraska 10/20/2003
New Hampshire 12/08/2006
New Jersey 12/18/2006
New Mexico 04/30/2003
New York 12/08/2006
North Carolina 09/07/2005
Ohio 01/11/2006
Oklahoma 01/06/2003
Oregon 01/03/2014
Pennsylvania 12/08/2006
Puerto Rico 09/23/2016
Rhode Island 08/06/2010
South Carolina 01/10/2005
South Dakota 01/14/2004
Tennessee 03/07/2002
Texas 01/10/2005
Utah 01/03/2014
Vermont 04/05/2005
Virginia 01/11/2006
Washington 12/01/2010
West Virginia 03/19/2010
Wisconsin 03/08/2004

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser