at


Investment Adviser Firm Summary

BRINKER CAPITAL INC (CRD# 111743 / SEC# 801-30504)
Alternate Names: BRINKER CAPITAL INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/26/1988

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/26/1993
Alaska 06/07/1995
Arizona 11/01/1996
Arkansas 10/09/1995
California 10/08/1996
Colorado 06/06/2000
Connecticut 12/31/1997
Delaware 03/28/2003
District of Columbia 12/31/1995
Florida 07/06/1993
Georgia 09/01/1993
Hawaii 05/30/2000
Idaho 08/29/1994
Illinois 08/04/1993
Indiana 01/04/1993
Iowa 05/30/2000
Kansas 10/06/1995
Kentucky 03/14/1995
Louisiana 09/28/2001
Maine 01/01/1996
Maryland 06/16/1993
Massachusetts 04/14/1994
Michigan 12/28/1998
Minnesota 08/12/1992
Mississippi 03/21/2001
Missouri 01/13/2000
Montana 01/01/1996
Nebraska 09/06/2001
Nevada 01/03/2000
New Hampshire 08/25/1994
New Jersey 06/23/1993
New Mexico 07/05/1994
New York 11/14/2001
North Carolina 03/21/2001
North Dakota 06/07/2000
Ohio 04/03/2002
Oklahoma 01/01/1998
Oregon 06/24/1993
Pennsylvania 09/05/1996
Puerto Rico 12/15/1995
Rhode Island 05/10/1993
South Carolina 01/03/1995
South Dakota 07/21/1995
Tennessee 01/02/1997
Texas 07/15/1992
Utah 03/04/1994
Vermont 11/16/1994
Virgin Islands 05/10/2007
Virginia 01/05/1993
Washington 01/01/1996
West Virginia 05/20/1993
Wisconsin 10/03/2001
Wyoming 02/27/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser