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Investment Adviser Firm Summary

NATIONWIDE SECURITIES, LLC (CRD# 11173 / SEC# 8-12500, 801-69260)
Alternate Names: NATIONWIDE ADVISORY SERVICES, INC , NATIONWIDE ADVISORY SERVICES, INC. , NATIONWIDE SECURITIES, INC. , NATIONWIDE SECURITIES, LLC , NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, INC. , NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, LLC

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/09/2008

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 07/09/2008
Alaska 07/09/2008
Arizona 07/09/2008
Arkansas 07/09/2008
California 07/09/2008
Colorado 07/09/2008
Connecticut 07/09/2008
Delaware 07/14/2008
District of Columbia 07/09/2008
Florida 07/09/2008
Georgia 07/09/2008
Hawaii 07/09/2008
Idaho 07/09/2008
Illinois 08/01/2008
Indiana 07/09/2008
Iowa 07/14/2008
Kansas 07/09/2008
Kentucky 07/09/2008
Louisiana 07/09/2008
Maine 07/09/2008
Maryland 07/09/2008
Massachusetts 07/09/2008
Michigan 07/09/2008
Minnesota 07/09/2008
Mississippi 07/09/2008
Missouri 07/09/2008
Montana 07/09/2008
Nebraska 07/09/2008
Nevada 07/09/2008
New Hampshire 07/09/2008
New Jersey 07/16/2008
New Mexico 07/09/2008
New York 07/09/2008
North Carolina 07/09/2008
North Dakota 05/30/2008
Ohio 07/09/2008
Oklahoma 07/09/2008
Oregon 07/09/2008
Pennsylvania 07/09/2008
Puerto Rico 07/09/2008
Rhode Island 07/09/2008
South Carolina 07/09/2008
South Dakota 07/14/2008
Tennessee 07/09/2008
Texas 07/09/2008
Utah 07/09/2008
Vermont 07/09/2008
Virgin Islands 07/09/2008
Virginia 07/09/2008
Washington 07/09/2008
West Virginia 07/09/2008
Wisconsin 07/09/2008

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser