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Investment Adviser Firm Summary

MADISON FINANCIAL ADVISORS, LTD (CRD# 111728 / SEC# 801-60390)
Alternate Names: MADISON FINANCIAL ADVISORS , MADISON FINANCIAL ADVISORS, LTD , MADISON WEALTH MANAGEMENT

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/27/2001

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
District of Columbia 06/23/2003
Florida 06/20/2007
Illinois 06/20/2007
Indiana 06/23/2003
Kentucky 06/23/2003
Maryland 08/03/2001
Nebraska 10/19/2007
New Hampshire 11/26/2013
Ohio 09/13/2000
Texas 03/30/2015
Virginia 06/23/2003

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser