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Investment Adviser Firm Summary

APERIO GROUP, LLC (CRD# 111616 / SEC# 801-57184)
Alternate Names: APERIO GROUP LLC , APERIO GROUP, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/20/2000

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/13/2017
Alaska 03/13/2017
Arizona 04/01/2013
Arkansas 03/13/2017
California 03/29/2001
Colorado 03/23/2009
Connecticut 04/01/2013
Delaware 04/01/2013
District of Columbia 02/02/2016
Florida 03/20/2008
Georgia 02/26/2007
Hawaii 03/13/2017
Idaho 03/13/2017
Illinois 03/28/2012
Indiana 02/02/2016
Iowa 03/13/2017
Kansas 03/13/2017
Kentucky 03/25/2015
Louisiana 02/02/2016
Maine 03/13/2017
Maryland 03/31/2011
Massachusetts 01/22/2010
Michigan 03/13/2017
Minnesota 03/28/2014
Mississippi 03/13/2017
Missouri 03/29/2010
Montana 03/13/2017
Nebraska 03/28/2014
Nevada 03/31/2011
New Hampshire 03/28/2014
New Jersey 12/10/2007
New Mexico 03/13/2017
New York 08/16/2006
North Carolina 02/02/2016
North Dakota 03/13/2017
Ohio 03/28/2014
Oklahoma 03/13/2017
Oregon 04/01/2013
Pennsylvania 01/22/2010
Puerto Rico 03/13/2017
Rhode Island 03/13/2017
South Carolina 02/02/2016
South Dakota 03/25/2015
Tennessee 02/02/2016
Texas 03/19/2008
Utah 03/25/2015
Vermont 03/19/2008
Virgin Islands 03/13/2017
Virginia 02/02/2016
Washington 01/22/2010
West Virginia 03/13/2017
Wisconsin 03/28/2014
Wyoming 03/16/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser