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Investment Adviser Firm Summary

ADVICEONE ADVISORY SERVICES, LLC (CRD# 111614 / SEC# 801-62125)
Alternate Names: ADVICEONE ADVISORY SERVICES, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/10/2003
Connecticut Terminated 06/10/2003
Florida Terminated 06/16/2003
Massachusetts Terminated 06/16/2003
Texas Terminated 11/01/2002

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 07/02/2014
California 11/23/2010
Colorado 03/30/2018
Connecticut 06/10/2003
Florida 06/10/2003
Georgia 04/07/2011
Illinois 12/08/2015
Indiana 03/30/2018
Maine 03/05/2008
Maryland 05/08/2018
Massachusetts 06/10/2003
Missouri 09/18/2013
New Hampshire 04/09/2007
New Jersey 12/18/2014
New York 03/05/2008
North Carolina 03/05/2008
Ohio 11/10/2017
Oregon 03/30/2018
Pennsylvania 03/05/2008
Rhode Island 11/23/2010
South Carolina 03/05/2008
Texas 01/13/2006
Vermont 01/23/2004
Virginia 03/05/2008

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser