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Investment Adviser Firm Summary

FRANKLIN TEMPLETON PORTFOLIO ADVISORS, INC. (CRD# 111372 / SEC# 801-13802)
Alternate Names: FRANKLIN MANAGEMENT, INC. , FRANKLIN PORTFOLIO ADVISORS , FRANKLIN PRIVATE CLIENT GROUP, INC. , FRANKLIN TEMPLETON PORTFOLIO ADVISORS, INC. , TEMPLETON PORTFOLIO ADVISORS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/15/1978

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 04/15/1992
Alaska 05/24/2002
Arizona 09/01/1994
Arkansas 05/04/1993
California 02/23/1983
Colorado 12/20/2012
Connecticut 12/01/1997
Delaware 07/01/2003
District of Columbia 12/05/1993
Florida 08/21/1987
Georgia 02/13/1991
Hawaii 12/03/1997
Idaho 03/30/1993
Illinois 04/05/2002
Indiana 03/10/1992
Iowa 01/01/1999
Kansas 09/27/1991
Kentucky 01/10/2002
Louisiana 10/05/2001
Maine 05/22/2002
Maryland 11/30/1990
Massachusetts 04/14/1994
Michigan 10/01/2002
Minnesota 10/08/1990
Mississippi 12/01/1997
Missouri 12/01/1997
Montana 01/10/2002
Nebraska 01/10/2002
Nevada 12/10/1990
New Hampshire 05/22/1991
New Jersey 11/09/1989
New Mexico 10/30/1991
New York 01/10/2002
North Carolina 04/25/2001
North Dakota 10/01/2002
Ohio 10/14/1999
Oklahoma 01/01/1998
Oregon 07/21/1987
Pennsylvania 11/19/1991
Rhode Island 12/20/2012
South Carolina 06/08/1992
South Dakota 02/23/1993
Tennessee 02/16/2001
Texas 07/22/1987
Utah 02/20/1992
Vermont 01/05/1995
Virginia 02/18/2001
Washington 09/28/1990
West Virginia 03/01/1993
Wisconsin 11/06/1991
Wyoming 12/22/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser