at


Investment Adviser Firm Summary

RSM US WEALTH MANAGEMENT LLC (CRD# 111221 / SEC# 801-57236)
Alternate Names: MCGLADREY WEALTH MANAGEMENT LLC , RSM MCGLADREY LLC , RSM MCGLADREY, INC. , RSM US WEALTH MANAGEMENT LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/16/2011

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 07/29/2005
Alaska 08/05/2005
Arizona 01/24/2001
Arkansas 08/02/2005
California 10/02/2000
Colorado 02/26/2003
Connecticut 04/30/2001
Delaware 04/30/2003
District of Columbia 03/02/2001
Florida 02/14/2001
Georgia 03/06/2002
Hawaii 07/29/2005
Idaho 04/30/2001
Illinois 06/07/2001
Indiana 01/29/2001
Iowa 05/05/2000
Kansas 04/30/2001
Kentucky 01/31/2003
Louisiana 07/29/2005
Maine 07/29/2005
Maryland 01/31/2001
Massachusetts 01/24/2001
Michigan 04/30/2001
Minnesota 01/31/2001
Mississippi 07/29/2005
Missouri 04/30/2001
Montana 07/29/2005
Nebraska 07/29/2005
Nevada 01/24/2001
New Hampshire 07/29/2005
New Jersey 04/30/2001
New Mexico 07/29/2005
New York 02/15/2001
North Carolina 12/31/2001
North Dakota 04/30/2001
Ohio 04/30/2003
Oklahoma 07/29/2005
Oregon 04/30/2001
Pennsylvania 01/24/2001
Rhode Island 07/29/2005
South Carolina 08/01/2002
South Dakota 05/16/2000
Tennessee 08/01/2005
Texas 01/24/2001
Utah 07/29/2005
Vermont 04/30/2001
Virginia 01/26/2001
Washington 04/30/2001
West Virginia 07/29/2005
Wisconsin 05/01/2001
Wyoming 09/20/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser