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Investment Adviser Firm Summary

HANSON MCCLAIN, L.P. (CRD# 111167 / SEC# 801-68255)
Alternate Names: HANSON MCCLAIN , HANSON MCCLAIN ADVISORS , HANSON MCCLAIN INVESTMENT ADVISORS , HANSON MCCLAIN RETIREMENT PLAN SERVICES , HANSON MCCLAIN RETIREMENT PLANNING , HANSON MCCLAIN, INC. , HANSON MCCLAIN, L.P.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/27/2007
California Terminated 08/30/2007
Georgia Terminated 08/29/2007
Illinois Terminated 08/29/2007
Texas Terminated 08/29/2007
Wisconsin Terminated 08/29/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 02/12/2015
Alaska 02/12/2015
Arizona 07/10/2008
Arkansas 09/06/2013
California 06/21/1996
Colorado 11/09/2011
Connecticut 09/23/2014
Delaware 02/12/2015
District of Columbia 02/12/2015
Florida 01/06/2009
Georgia 07/02/2013
Hawaii 06/12/2014
Idaho 01/05/2009
Illinois 08/27/2007
Indiana 01/09/2014
Iowa 01/09/2014
Kansas 02/12/2015
Kentucky 02/12/2015
Louisiana 11/09/2011
Maine 02/12/2015
Maryland 02/12/2015
Massachusetts 02/12/2015
Michigan 08/27/2007
Minnesota 07/02/2013
Mississippi 02/12/2015
Missouri 11/09/2011
Montana 11/09/2011
Nebraska 07/02/2013
Nevada 07/10/2008
New Hampshire 07/02/2013
New Jersey 02/20/2015
New Mexico 11/09/2011
New York 02/12/2015
North Carolina 01/05/2011
North Dakota 02/12/2015
Ohio 02/12/2015
Oklahoma 09/06/2013
Oregon 01/05/2009
Pennsylvania 02/12/2015
Rhode Island 02/12/2015
South Carolina 02/12/2015
South Dakota 11/09/2011
Tennessee 11/09/2011
Texas 08/27/2007
Utah 01/05/2011
Vermont 09/06/2013
Virginia 02/12/2015
Washington 01/05/2009
West Virginia 02/12/2015
Wisconsin 02/12/2015

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser