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Investment Adviser Firm Summary

EP WEALTH ADVISORS, LLC. (CRD# 111147 / SEC# 801-29358)
Alternate Names: ENRIGHT FINANCIAL CONSULTANTS INC , ENRIGHT PREMIER WEALTH ADVISORS , ENRIGHT PREMIER WEALTH ADVISORS, INC. , EP WEALTH ADVISORS , EP WEALTH ADVISORS, INC. , EP WEALTH ADVISORS, LLC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/16/1987

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alaska 04/10/2018
Arizona 08/28/2008
Arkansas 03/30/2018
California 10/19/1988
Colorado 08/28/2008
Florida 08/29/2008
Georgia 12/04/2014
Hawaii 10/01/2007
Idaho 09/16/2015
Illinois 12/29/2014
Kansas 06/01/2017
Louisiana 04/22/2010
Maine 03/30/2018
Maryland 06/01/2017
Massachusetts 03/30/2018
Michigan 07/01/2015
Minnesota 06/11/2018
Nevada 01/31/2007
New Jersey 06/14/2017
New Mexico 01/24/2011
New York 03/16/2009
North Carolina 03/30/2018
Oklahoma 06/24/2013
Oregon 03/25/2008
Pennsylvania 11/18/2013
South Carolina 07/06/2018
Texas 03/25/2008
Utah 08/23/2010
Virginia 10/09/2013
Washington 03/25/2008
Wisconsin 03/30/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser