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Investment Adviser Firm Summary

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. (CRD# 111135 / SEC# 801-27047)
Alternate Names: MESIROW ASSET MANAGEMENT INC , MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/15/1986

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 04/11/2012
Alaska 11/25/2008
Arizona 08/31/1994
Arkansas 07/01/2005
California 09/10/1987
Colorado 06/29/2005
Connecticut 06/29/2005
Delaware 04/11/2012
District of Columbia 06/20/2001
Florida 03/21/1989
Georgia 10/05/1992
Hawaii 01/02/2013
Idaho 04/11/2012
Illinois 01/12/1987
Indiana 06/19/2001
Iowa 06/29/2005
Kansas 04/11/2012
Kentucky 06/19/2001
Louisiana 11/03/2008
Maine 04/11/2012
Maryland 06/19/2001
Massachusetts 06/29/2005
Michigan 06/29/1999
Minnesota 06/19/2001
Mississippi 04/11/2012
Missouri 03/27/2003
Montana 04/11/2012
Nebraska 04/11/2012
Nevada 06/29/2005
New Hampshire 11/04/1992
New Jersey 11/29/1996
New Mexico 10/29/2001
New York 10/31/2001
North Carolina 06/19/2001
North Dakota 04/11/2012
Ohio 06/19/2001
Oklahoma 04/11/2012
Oregon 04/11/2012
Pennsylvania 06/19/2001
Puerto Rico 03/23/2005
Rhode Island 03/27/2003
South Carolina 06/29/2005
South Dakota 04/08/1992
Tennessee 06/18/2009
Texas 01/22/1993
Utah 04/11/2012
Vermont 04/11/2012
Virginia 06/29/2005
Washington 06/19/2001
West Virginia 04/11/2012
Wisconsin 06/23/1988
Wyoming 06/28/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser