at


Investment Adviser Firm Summary

1ST GLOBAL ADVISORS INC (CRD# 111133 / SEC# 801-41517)
Alternate Names: 1ST GLOBAL ADVISORS INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/19/1992

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 04/06/1998
Alaska 05/06/1998
Arizona 08/29/1994
Arkansas 04/06/1998
California 01/01/1994
Colorado 01/01/1999
Connecticut 11/18/1997
Delaware 04/03/2003
District of Columbia 04/25/1998
Florida 01/03/1995
Georgia 03/25/1998
Hawaii 04/21/1998
Idaho 04/22/1998
Illinois 06/06/1994
Indiana 01/23/1998
Iowa 01/01/1999
Kansas 06/29/1994
Kentucky 11/14/1994
Louisiana 09/26/2001
Maine 03/13/1997
Maryland 02/02/1993
Massachusetts 05/25/1995
Michigan 01/09/1998
Minnesota 09/26/1994
Mississippi 04/06/2001
Missouri 03/31/1998
Montana 03/15/1997
Nebraska 09/29/1997
Nevada 03/25/1998
New Hampshire 04/24/1998
New Jersey 08/04/1993
New Mexico 05/17/1996
New York 03/02/1998
North Carolina 04/06/2001
North Dakota 11/19/1999
Ohio 01/01/2000
Oklahoma 01/01/1998
Oregon 05/06/1998
Pennsylvania 10/26/1994
Rhode Island 02/23/1998
South Carolina 03/26/1998
South Dakota 12/23/1997
Tennessee 03/25/1998
Texas 06/02/1992
Utah 04/29/1998
Vermont 05/05/1998
Virgin Islands 09/29/2014
Virginia 06/05/1995
Washington 05/06/1998
West Virginia 05/13/1998
Wisconsin 06/03/1994
Wyoming 09/11/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser