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Investment Adviser Firm Summary

MASON INVESTMENT ADVISORY SERVICES INC (CRD# 111113 / SEC# 801-18054)
Alternate Names: MASON INVESTMENT ADVISORY SERVICES INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/20/1982

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 04/11/2001
California 01/06/1999
Colorado 05/31/2006
Connecticut 07/09/1997
District of Columbia 10/02/2001
Florida 03/19/1997
Georgia 03/27/2009
Illinois 12/10/1993
Indiana 03/30/2010
Kentucky 03/02/2015
Louisiana 03/02/2015
Maryland 05/28/1991
Massachusetts 01/01/1997
Michigan 01/04/2000
Minnesota 09/29/2004
New Hampshire 09/18/1996
New Jersey 05/27/1993
New York 10/24/2001
North Carolina 03/02/2015
Ohio 05/31/2006
Pennsylvania 10/12/2000
South Carolina 02/06/2008
Texas 06/07/2001
Utah 06/16/2005
Vermont 10/27/2009
Virginia 05/16/1991
Wisconsin 02/14/2006

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser