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Investment Adviser Firm Summary

ABERDEEN ASSET MANAGEMENT INC (CRD# 111069 / SEC# 801-49966)
Alternate Names: ABERDEEN ASSET MANAGEMENT INC , ABERDEEN ASSET MANAGEMENT INC. , ABERDEEN FUND MANAGERS INC , ABERDEEN STANDARD INVESTMENTS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/23/1995

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 12/05/2001
Alaska 12/07/2001
Arizona 12/05/2001
Arkansas 12/07/2001
California 05/07/2001
Colorado 12/05/2001
Connecticut 02/21/2002
Delaware 12/05/2001
District of Columbia 12/06/2001
Florida 05/07/2001
Georgia 12/05/2001
Hawaii 12/05/2001
Idaho 12/05/2001
Illinois 01/03/2002
Indiana 12/05/2001
Iowa 12/10/2001
Kansas 12/05/2001
Kentucky 12/05/2001
Louisiana 12/05/2001
Maine 12/05/2001
Maryland 12/05/2001
Massachusetts 12/05/2001
Michigan 12/05/2001
Minnesota 12/14/2001
Mississippi 12/05/2001
Missouri 12/05/2001
Montana 12/05/2001
Nebraska 12/05/2001
Nevada 12/05/2001
New Hampshire 12/05/2001
New Jersey 02/04/2002
New Mexico 12/21/2001
New York 12/05/2001
North Carolina 12/05/2001
North Dakota 12/06/2001
Ohio 12/05/2001
Oklahoma 02/08/2002
Oregon 12/05/2001
Pennsylvania 12/05/2001
Puerto Rico 12/05/2001
Rhode Island 12/05/2001
South Carolina 12/05/2001
South Dakota 12/05/2001
Tennessee 12/14/2001
Texas 12/05/2001
Utah 12/06/2001
Vermont 12/05/2001
Virginia 12/05/2001
Washington 12/05/2001
West Virginia 12/10/2001
Wisconsin 12/05/2001
Wyoming 03/30/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser