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Investment Adviser Firm Summary

PORTFOLIO TIMING SERVICE (CRD# 111047 / SEC# 801-37540)
Alternate Names: PORTFOLIO TIMING SERVICE , PTS ASSET MANAGEMENT

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/12/1990

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 08/28/2009
California 08/28/2009
Colorado 08/28/2009
Connecticut 11/03/1997
Florida 09/14/2009
Georgia 01/13/2010
Illinois 05/03/2012
Indiana 11/11/2010
Iowa 08/31/2009
Kentucky 11/11/2010
Louisiana 01/05/2012
Maine 01/13/2010
Maryland 09/11/2009
Massachusetts 09/11/2009
Michigan 01/13/2010
Missouri 02/02/2011
Nebraska 01/05/2012
New Hampshire 01/13/2010
New Jersey 09/29/2009
New York 09/11/2009
North Carolina 09/11/2009
Ohio 09/11/2009
Pennsylvania 09/11/2009
South Carolina 02/02/2011
Texas 01/13/2010
Utah 02/02/2011
Virginia 02/02/2011
Washington 02/02/2011
West Virginia 01/13/2010
Wisconsin 09/11/2009

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser