at


Investment Adviser Firm Summary

ASB CAPITAL MANAGEMENT LLC (CRD# 110995 / SEC# 801-57896)
Alternate Names: ASB CAPITAL MANAGEMENT INC. , ASB CAPITAL MANAGEMENT LLC , ASB CAPITAL MANAGEMENT, INC. , ASB INVESTMENT MANAGEMENT, A DIVISION OF ASB CAPITAL MANAGEMENT LLC , ASB REAL ESTATE INVESTMENTS, A DIVISION OF ASB CAPITAL MANAGEMENT LLC , CHEVY CHASE CAPITAL ADVISORS , KILLIAN CAPITAL MANAGEMENT, A DIVISION OF ASB CAPITAL MANAGEMENT LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/08/2000

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/22/2015
Alaska 05/22/2015
Arizona 05/22/2015
Arkansas 05/22/2015
California 03/28/2013
Colorado 05/22/2015
Connecticut 05/22/2015
Delaware 05/22/2015
District of Columbia 10/01/2000
Florida 06/06/2014
Georgia 05/22/2015
Hawaii 05/22/2015
Idaho 05/22/2015
Illinois 07/12/1999
Indiana 05/22/2015
Iowa 05/22/2015
Kansas 05/22/2015
Kentucky 05/22/2015
Louisiana 05/22/2015
Maine 05/22/2015
Maryland 12/11/2000
Massachusetts 05/22/2015
Michigan 05/22/2015
Minnesota 05/22/2015
Mississippi 05/22/2015
Missouri 05/22/2015
Montana 05/22/2015
Nebraska 05/22/2015
Nevada 05/22/2015
New Hampshire 05/22/2015
New Jersey 06/09/2015
New Mexico 05/22/2015
New York 03/28/2013
North Carolina 05/22/2015
North Dakota 05/22/2015
Ohio 05/22/2015
Oklahoma 05/22/2015
Oregon 05/22/2015
Pennsylvania 03/28/2013
Rhode Island 05/22/2015
South Carolina 05/22/2015
South Dakota 05/22/2015
Tennessee 05/22/2015
Texas 06/06/2014
Utah 05/22/2015
Vermont 05/22/2015
Virginia 05/22/2015
Washington 05/22/2015
West Virginia 05/22/2015
Wisconsin 05/22/2015
Wyoming 08/04/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser