at


Investment Adviser Firm Summary

PRICEWATERHOUSECOOPERS INVESTMENT ADVISERS LLC (CRD# 110974 / SEC# 801-51193)
Alternate Names: PRICEWATERHOUSECOOPERS INVESTMENT ADVISERS LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/06/1996

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 09/28/2010
Alaska 09/28/2010
Arizona 10/02/1996
Arkansas 09/29/2008
California 05/13/1997
Colorado 01/01/1999
Connecticut 12/16/1997
Delaware 10/05/2010
District of Columbia 09/28/2010
Florida 08/01/1997
Georgia 09/13/1996
Hawaii 09/28/2010
Idaho 09/28/2010
Illinois 06/19/1998
Indiana 07/23/1998
Iowa 09/30/2008
Kansas 09/28/2010
Kentucky 09/28/2010
Louisiana 10/15/2001
Maine 09/28/2010
Maryland 09/28/2010
Massachusetts 07/08/1997
Michigan 01/05/1998
Minnesota 02/12/1998
Mississippi 09/28/2010
Missouri 02/26/1998
Montana 09/28/2010
Nebraska 09/28/2010
Nevada 02/25/1998
New Hampshire 09/28/2010
New Jersey 11/20/1996
New Mexico 09/28/2010
New York 01/29/1997
North Carolina 03/14/2001
North Dakota 09/28/2010
Ohio 05/12/1999
Oklahoma 09/28/2010
Oregon 01/07/1998
Pennsylvania 10/01/1997
Rhode Island 09/28/2010
South Carolina 09/26/2003
South Dakota 10/04/2010
Tennessee 09/29/2005
Texas 08/04/1997
Utah 09/28/2010
Vermont 09/28/2010
Virgin Islands 09/28/2010
Virginia 02/25/1998
Washington 09/26/2003
West Virginia 09/28/2010
Wisconsin 11/07/2002

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser