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Investment Adviser Firm Summary

ACR ALPINE CAPITAL RESEARCH, LLC (CRD# 110933 / SEC# 801-60694)
Alternate Names: ACR ALPINE CAPITAL RESEARCH, LLC , ACR ALPINE CAPTIAL RESEARCH , ALPINE INVESTMENT MANAGEMENT,LLC , ALPINE PRIVATE CAPITAL

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/13/2001
Indiana Terminated 09/28/2002
Missouri Terminated 11/13/2001
Texas Terminated 11/30/2001

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/05/2013
Alaska 09/12/2016
Arizona 06/05/2012
Arkansas 07/21/2016
California 08/27/2010
Colorado 05/10/2013
Connecticut 06/24/2011
Delaware 03/13/2015
District of Columbia 07/29/2015
Florida 02/18/2011
Georgia 05/10/2011
Hawaii 01/16/2013
Idaho 04/06/2015
Illinois 07/20/2011
Indiana 03/29/2012
Iowa 11/05/2015
Kansas 12/05/2013
Kentucky 03/17/2014
Louisiana 11/28/2012
Maine 07/21/2016
Maryland 03/29/2012
Massachusetts 10/04/2011
Michigan 11/21/2012
Minnesota 07/10/2013
Mississippi 10/18/2013
Missouri 11/13/2001
Montana 05/11/2012
Nebraska 01/16/2013
Nevada 05/10/2013
New Hampshire 03/07/2011
New Jersey 09/13/2010
New Mexico 01/26/2017
New York 07/19/2011
North Carolina 06/19/2012
North Dakota 03/29/2018
Ohio 05/01/2012
Oklahoma 08/01/2013
Oregon 08/01/2013
Pennsylvania 03/18/2011
Rhode Island 05/28/2013
South Carolina 05/16/2013
South Dakota 03/29/2018
Tennessee 11/21/2012
Texas 03/28/2000
Utah 01/09/2014
Vermont 03/29/2018
Virginia 04/13/2012
Washington 05/23/2013
West Virginia 03/13/2015
Wisconsin 07/17/2012
Wyoming 03/29/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser