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Investment Adviser Firm Summary

ERNST & YOUNG INVESTMENT ADVISERS LLP (CRD# 110921 / SEC# 801-48596)
Alternate Names: ERNST & YOUNG INVESTMENT ADVISERS LLP , ERNST & YOUNG LLP

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/07/1995

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 09/26/1997
Alaska 11/07/1996
Arizona 10/15/1996
Arkansas 06/12/1997
California 09/24/1997
Colorado 01/01/1999
Connecticut 11/24/1997
Delaware 06/10/2002
District of Columbia 07/24/1997
Florida 11/06/1997
Georgia 01/07/2000
Hawaii 11/24/1997
Idaho 09/04/1997
Illinois 12/01/1997
Indiana 01/01/1997
Iowa 01/01/1999
Kansas 10/11/1996
Kentucky 10/14/1996
Louisiana 10/05/2001
Maine 05/13/1996
Maryland 10/18/1996
Massachusetts 07/08/1997
Michigan 02/05/1998
Minnesota 02/04/1998
Mississippi 12/19/1997
Missouri 05/16/1997
Montana 03/07/1997
Nebraska 01/07/2002
Nevada 10/09/1996
New Hampshire 07/08/1997
New Jersey 06/30/1997
New Mexico 05/23/1997
New York 09/10/1996
North Carolina 04/26/2001
North Dakota 01/07/2002
Ohio 07/19/1999
Oklahoma 01/20/1998
Oregon 04/11/1996
Pennsylvania 11/24/1997
Puerto Rico 10/03/1996
Rhode Island 11/24/1997
South Carolina 11/25/1997
South Dakota 10/10/1996
Tennessee 01/01/1998
Texas 01/05/1998
Utah 11/24/1997
Vermont 01/01/1998
Virginia 05/07/1997
Washington 10/09/1996
West Virginia 08/28/1996
Wisconsin 01/23/1998

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser