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Investment Adviser Firm Summary

MARTIN CURRIE INC (CRD# 110909 / SEC# 801-14261)
Alternate Names: MARTIN CURRIE INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/27/1978

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 11/29/2018
Alaska 11/29/2018
Arizona 11/29/2018
Arkansas 11/29/2018
California 11/29/2018
Colorado 11/29/2018
Connecticut 11/29/2018
Delaware 11/29/2018
District of Columbia 11/29/2018
Florida 11/29/2018
Georgia 11/29/2018
Hawaii 11/29/2018
Idaho 11/29/2018
Illinois 12/02/2018
Indiana 11/29/2018
Iowa 11/29/2018
Kansas 11/29/2018
Kentucky 11/29/2018
Louisiana 11/29/2018
Maine 11/29/2018
Maryland 11/29/2018
Massachusetts 11/29/2018
Michigan 11/29/2018
Minnesota 11/29/2018
Mississippi 11/29/2018
Missouri 11/29/2018
Montana 11/29/2018
Nebraska 11/29/2018
Nevada 11/29/2018
New Hampshire 11/29/2018
New Jersey 12/11/2018
New Mexico 11/29/2018
New York 12/20/2002
North Carolina 11/29/2018
North Dakota 11/29/2018
Ohio 11/29/2018
Oklahoma 11/29/2018
Oregon 11/29/2018
Pennsylvania 11/29/2018
Puerto Rico 11/29/2018
Rhode Island 11/29/2018
South Carolina 11/29/2018
South Dakota 11/29/2018
Tennessee 11/29/2018
Texas 11/29/2018
Utah 11/29/2018
Vermont 11/29/2018
Virgin Islands 11/29/2018
Virginia 11/29/2018
Washington 11/29/2018
West Virginia 11/29/2018
Wisconsin 11/29/2018
Wyoming 11/29/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser