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Investment Adviser Firm Summary

MRM ASSET ALLOCATION GROUP, INC. (CRD# 110898 / SEC# 801-32996)
Alternate Names: MRM ASSET ALLOCATION GROUP INC , MRM ASSET ALLOCATION GROUP, INC. , MRM GROUP

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/14/1988
Arizona Terminated 03/14/2014
California Terminated 04/13/2014
Florida Terminated 03/14/2014
Illinois Terminated 03/11/2014
Indiana Terminated 03/17/2014
Iowa Terminated 03/14/2014
Kansas Terminated 03/14/2014
Missouri Terminated 03/14/2014
New Mexico Terminated 03/14/2014
Pennsylvania Terminated 03/17/2014
Texas Terminated 03/14/2014
Wisconsin Terminated 03/14/2014

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 03/11/2014
California 03/11/2014
Colorado 11/01/2013
Florida 03/11/2014
Georgia 01/26/2018
Illinois 03/11/2014
Indiana 09/26/2017
Iowa 03/11/2014
Kansas 03/11/2014
Massachusetts 06/13/2017
Missouri 03/11/2014
Nebraska 03/11/2014
New Hampshire 03/11/2014
New Mexico 03/11/2014
Ohio 05/01/2015
Texas 03/11/2014
Utah 12/06/2016

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser