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Investment Adviser Firm Summary

ZACKS INVESTMENT MANAGEMENT, INC. (CRD# 110897 / SEC# 801-40592)
Alternate Names: ZACKS INVESTMENT MANAGEMENT, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/17/1992

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 07/07/2006
Alaska 06/30/2006
Arizona 09/08/2004
Arkansas 08/01/2006
California 09/08/2004
Colorado 09/08/2004
Connecticut 05/18/2001
Delaware 08/09/2006
District of Columbia 07/28/2006
Florida 05/18/2001
Georgia 09/08/2004
Hawaii 07/28/2006
Idaho 07/28/2006
Illinois 05/18/2001
Indiana 09/08/2004
Iowa 06/27/2006
Kansas 07/28/2006
Kentucky 07/28/2006
Louisiana 07/28/2006
Maine 06/27/2006
Maryland 09/08/2004
Massachusetts 09/08/2004
Michigan 09/08/2004
Minnesota 09/14/2004
Mississippi 07/28/2006
Missouri 09/08/2004
Montana 07/28/2006
Nebraska 07/28/2006
Nevada 09/08/2004
New Hampshire 09/08/2004
New Jersey 09/21/2004
New Mexico 06/27/2006
New York 09/08/2004
North Carolina 09/08/2004
North Dakota 07/28/2006
Ohio 09/08/2004
Oklahoma 07/28/2006
Oregon 09/08/2004
Pennsylvania 09/08/2004
Puerto Rico 07/28/2006
Rhode Island 07/28/2006
South Carolina 09/08/2004
South Dakota 08/01/2006
Tennessee 09/09/2004
Texas 09/08/2004
Utah 09/08/2004
Vermont 09/08/2004
Virginia 09/08/2004
Washington 09/08/2004
West Virginia 07/28/2006
Wisconsin 09/08/2004
Wyoming 05/29/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser