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Investment Adviser Firm Summary

CAPITAL RESEARCH AND MANAGEMENT COMPANY (CRD# 110885 / SEC# 801-8055)
Alternate Names: CAPITAL GROUP , CAPITAL RESEARCH & MANAGEMENT CO , CAPITAL RESEARCH AND MANAGEMENT COMPANY

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/06/1971

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 09/28/2016
Alaska 12/21/2017
Arizona 09/28/2017
Arkansas 09/28/2016
California 12/21/2017
Colorado 09/28/2016
Connecticut 09/28/2016
Delaware 12/21/2017
District of Columbia 12/21/2017
Florida 09/28/2016
Georgia 09/28/2016
Hawaii 12/21/2017
Idaho 09/28/2017
Illinois 10/04/2016
Indiana 12/21/2017
Iowa 12/21/2017
Kansas 12/21/2017
Kentucky 09/28/2017
Louisiana 09/28/2016
Maine 09/28/2017
Maryland 09/28/2016
Massachusetts 09/28/2016
Michigan 09/28/2017
Minnesota 09/28/2016
Mississippi 12/21/2017
Missouri 12/21/2017
Montana 12/21/2017
Nebraska 12/21/2017
Nevada 12/21/2017
New Hampshire 12/21/2017
New Jersey 01/08/2018
New Mexico 12/21/2017
New York 09/28/2017
North Carolina 12/21/2017
North Dakota 09/28/2017
Ohio 09/28/2016
Oklahoma 12/21/2017
Oregon 09/28/2016
Pennsylvania 12/21/2017
Puerto Rico 12/21/2017
Rhode Island 12/21/2017
South Carolina 12/21/2017
South Dakota 12/21/2017
Tennessee 12/21/2017
Texas 09/28/2016
Utah 12/21/2017
Vermont 12/21/2017
Virgin Islands 12/21/2017
Virginia 09/28/2016
Washington 09/28/2016
West Virginia 12/21/2017
Wisconsin 09/28/2016
Wyoming 12/21/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser